Job Description
General Counsel Jobs JDHuntr 57643 Counsel Regulatory, New York, NY
To apply go to JDHuntr.com
*Providing legal and regulatory advice to Front Office, Back Office, and the Risk Department on both transactional and non-transactional matters. *Expertise and working knowledge of broker-dealer regulatory matters, including: Broker-dealer registration and exemptions from registration, including Rule 15a-6, FINRA requirements, SEC regulatory implementation, and *taking the lead on SEC and FINRA examination matters and response drafting for items assigned to Legal team (in conjunction with transactional legal teams for items of particular transactional impact). $200,000 - $275,000
in house jobs, general counsel jobs, go in house with jdhuntr in house jobs, in house jobs California, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA
Employment Type: Full-Time
Salary: $ 200,000.00 275,000.00 Per Year
Job Tags
Full time,
Similar Jobs
Sedgwick
...and contribute to Sedgwick being a great place to work.Great Place to WorkMost Loved WorkplaceForbes Best-in-State EmployerClaims Adjuster - Workers Compensation - (Dedicated Client)**PRIMARY PURPOSE** **:** To analyze mid- and higher-level workers compensation...
Alltex Staffing & Personnel
...strong work ethic. Key Responsibilities: - Perform general cleaning duties such as sweeping, mopping, dusting, and vacuuming -... ...for extended periods - Flexibility to work evenings and weekends as needed Join our team and become a part of a dynamic and...
VistAbility
...Position: After School Program Teacher Location: Concord, CA -OR- Richmond, CA Hours: Part-Time. Full time hours during school breaks | Hours subject to change during school year. Monday - Friday 2pm-6:15pm , 8:30am-4pm on extended days. Compensation:...
Infiniti of Lexington
Infiniti of Lexington is looking for a Part-Time Receptionist! We are seeking an enthusiastic... ...a great opportunity to join an amazing work family! What We Offer:* A family... ...promptness* Available to work Tuesday evenings, and every other Friday/Saturday* Valid...
Archdiocese of Omaha
...Email : ****@*****.*** Description Reports to: Principal Principal Duties and Responsibilities The Special Education Teacher Assistant will support the Special Education Teacher in coordinating and executing evidence-based learning strategies and...